SEC Form 4 · accession 0001209191-16-129953
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George V Bayly
Director
Period of report
Jun 26, 2016
Accepted (ET)
Jun 28, 2016 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 26, 2016 | M | 2,030 | $0.00 | A | 2,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jun 27, 2016 | A | 1,830 | A | — | — | Common Stock | 1,830 | 1,830 | D |
| Restricted Stock UnitF2,F3 | — | Jun 26, 2016 | M | 2,030 | D | — | — | Common Stock | 2,030 | 0 | D |
Explanation of responses
- F1Settlement of restricted stock units into shares of common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F3Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.