SEC Form 4 · accession 0001209191-16-124624
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rachel Rothe Bishop
Officer — Sr VP & Chief Strategy Officer
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2016 | M | 3,890 | $0.00 | A | 7,002 | D | |
| Common Stock | May 27, 2016 | F | 1,207 | $94.89 | D | 5,795 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | May 27, 2016 | M | 3,890 | A | — | — | Common Stock | 3,890 | 0 | D |
Explanation of responses
- F1Settlement of restricted stock units into shares of common stock on the scheduled vesting date. This was not an open market purchase or sale of securities by the insider.
- F2Shares withheld to satisfy minimum tax withholding requirements upon vesting of restricted stock units.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F4The restricted stock units vest and settle in stock or cash in two approximately equal installments on each of the first two anniversaries of the grant date.