SEC Form 4 · accession 0001209191-16-094865
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori G Roberts
Officer — SVP of HR
Period of report
Jan 30, 2016
Accepted (ET)
Feb 2, 2016 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2016 | M | 280 | $0.00 | A | 280 | D | |
| Common Stock | Jan 30, 2016 | F | 102 | $79.36 | D | 178 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Jan 30, 2016 | M | 280 | D | — | — | Common Stock | 280 | 560 | D |
Explanation of responses
- F1Settlement of restricted stock units into shares of common stock
- F2Shares withheld to satisfy minimum tax withholding requirements upon vesting of restricted stock units.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F4The restricted stock units vest and settle in stock or cash in three approximately equal installments on each of the first three anniversaries of the grant date (January 30, 2015).