SEC Form 4 · accession 0001209191-15-082492
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Joseph OConnell
Director
Period of report
Nov 25, 2015
Accepted (ET)
Nov 30, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2015 | M | 3,750 | $24.60 | A | 6,550 | D | |
| Common Stock | Nov 25, 2015 | S | 3,750 | $86.00 | D | 2,800 | D | |
| Common Stock | Nov 27, 2015 | M | 1,875 | $24.60 | A | 4,675 | D | |
| Common Stock | Nov 27, 2015 | S | 1,875 | $86.65 | D | 2,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Options (right to buy)F1 | $24.60 | Nov 25, 2015 | M | 3,750 | D | — | Jun 27, 2016 | Common Stock | 3,750 | 3,750 | D |
| Non-qualified Options (right to buy)F1 | $24.60 | Nov 27, 2015 | M | 1,875 | D | — | Jun 27, 2016 | Common Stock | 1,875 | 1,875 | D |
Explanation of responses
- F1The stock options were granted in 2006, vested in three approximately equal installments on each of the first three anniversaries of the grant date and are nearing the expiration of their ten year term. The stock options expire on June 27, 2016.