SEC Form 4 · accession 0001209191-15-066630
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis F Riordan
Officer — Executive VP & CFO
Period of report
Aug 17, 2015
Accepted (ET)
Aug 18, 2015 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | M | 10,000 | $18.60 | A | 59,345 | D | |
| Common StockF3 | Aug 17, 2015 | S | 9,900 | $77.4176 | D | 49,445 | D | |
| Common Stock | Aug 17, 2015 | S | 100 | $77.88 | D | 49,345 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $18.60 | Jun 15, 2015 | M | 10,000 | D | — | Jan 3, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The stock options have a ten year term, expire in January 2016, and vested in three approximately equal installments on each of the first three anniversaries of the grant date.
- F2Options exercised and underlying shares sold pursuant to a pre-established 10b5-1 trading plan.
- F3The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82, inclusive. The reporting person undertakes to provide to TreeHouse Foods, Inc., any security holder of TreeHouse Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.