SEC Form 4 · accession 0001209191-15-062845
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher D Sliva
Officer — Executive Vice President
Period of report
Jul 27, 2015
Accepted (ET)
Jul 29, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2015 | M | 2,287 | $0.00 | A | 7,975 | D | |
| Common Stock | Jul 27, 2015 | F | 712 | $80.41 | D | 7,263 | D | |
| Common Stock | Jul 27, 2015 | A | 7,508 | $0.00 | A | 14,771 | D | |
| Common Stock | Jul 27, 2015 | F | 2,335 | $80.41 | D | 12,436 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF5 | $80.41 | Jul 27, 2015 | M | 2,287 | D | — | — | Common Stock | 2,287 | 0 | D |
Explanation of responses
- F1Settlement of restricted stock units into shares of common stock.
- F2Shares withheld to satisfy minimum tax withholding obligations upon vesting of restricted stock award.
- F3Settlement of non-derivative performance units for the performance period ended December 31, 2014, granted under the TreeHouse Equity and Incentive Plan and exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16(b)-3(d).
- F4Shares withheld to satisfy minimum tax withholding requirements upon vesting of performance stock unit award.
- F5The restricted stock units vest and settle in stock or cash in three approximately equal installments on each of the first three anniversaries of the grant date.