SEC Form 4 · accession 0001209191-15-057653
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Sardini
Director
Period of report
Jun 26, 2015
Accepted (ET)
Jun 30, 2015 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2015 | M | 1,800 | $0.00 | A | 1,800 | D | |
| Common Stock | Jun 30, 2015 | M | 1,860 | $0.00 | A | 3,660 | D | |
| Common Stock | Jun 30, 2015 | M | 2,160 | $0.00 | A | 5,820 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F5 | — | Jun 26, 2015 | A | 2,030 | A | — | — | Common Stock | 2,030 | 2,030 | D |
| Restricted Stock UnitsF4,F5 | — | Jun 27, 2015 | M | 1,800 | D | — | — | Common Stock | 1,800 | 0 | D |
| Restricted Stock UnitsF4,F5 | — | Jun 30, 2015 | M | 1,860 | D | — | — | Common Stock | 1,860 | 0 | D |
| Restricted Stock UnitsF4,F5 | — | Jun 30, 2015 | M | 2,160 | D | — | — | Common Stock | 2,160 | 0 | D |
Explanation of responses
- F1Settlement of restricted stock units into shares of common stock.
- F2Settlement of restricted stock units into shares of common stock. The restricted stock units were granted in 2013 and settlement was deferred until June 30, 2015.
- F3Settlement of restricted stock units into shares of common stock. The restricted stock units were granted in 2012 and settlement was deferred until June 30, 2015.
- F4Each restricted stock unit is equal in value to one share of common stock of TreeHouse Foods, Inc.
- F5Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date.