SEC Form 4 · accession 0001209191-15-057642
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher D Sliva
Officer — Executive Vice President
Period of report
Jun 26, 2015
Accepted (ET)
Jun 30, 2015 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2015 | M | 1,270 | $0.00 | A | 5,222 | D | |
| Common Stock | Jun 27, 2015 | F | 395 | $76.30 | D | 4,827 | D | |
| Common Stock | Jun 27, 2015 | M | 1,250 | $0.00 | A | 6,077 | D | |
| Common Stock | Jun 27, 2015 | F | 389 | $76.30 | D | 5,688 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Jun 26, 2015 | A | 4,290 | A | — | — | Common Stock | 4,290 | 4,290 | D |
| Non-qualified Stock Option (right to buy)F5 | $76.30 | Jun 26, 2015 | A | 21,150 | A | — | — | Common Stock | 21,150 | 21,150 | D |
| Restricted Stock UnitF3,F4 | — | Jun 27, 2015 | M | 1,270 | D | — | — | Common Stock | 1,270 | 1,270 | D |
| Restricted Stock UnitF3,F4 | — | Jun 27, 2015 | M | 1,250 | D | — | — | Common Stock | 1,250 | 2,500 | D |
Explanation of responses
- F1Settlement of restricted stock units into shares of common stock.
- F2Shares withheld to satisfy minimum tax withholding obligations upon vesting of restricted stock award.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F4The restricted stock units vest and settle in stock or cash in three approximately equal installments on each of the first three anniversaries of the grant date.
- F5The stock options have a ten-year term and will vest in three approximately equal installments on each of the first three anniversaries of the grant date.