SEC Form 4 · accession 0001576647-16-000006
Cooper-Standard Holdings Inc. · CPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Posada Juan Fernando de Miguel
Officer — See remarks
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Dec 12, 2016 | M | 14,300 | $37.75 | A | 16,295 | D | |
| Common stock | Dec 12, 2016 | F | 9,498 | $104.67 | D | 6,797 | D | |
| Common stockF1 | Dec 14, 2016 | S | 1,491 | $103.66 | D | 5,306 | D | |
| Common stockF2 | Dec 14, 2016 | S | 710 | $104.61 | D | 4,596 | D | |
| Common stockF3 | Dec 14, 2016 | S | 200 | $105.74 | D | 4,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4,F5 | $37.75 | Dec 12, 2016 | M | 14,300 | D | Mar 1, 2016 | Mar 1, 2023 | Common stock | 14,300 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $103.40 to $104.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $104.575 to $104.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $105.735 to $105.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F4These were fully-vested time based options to buy granted under the Company's 2011 Omnibus Incentive Plan. This award was incorrectly reported on May 10, 2013, as having been granted on May 9, 2013, vesting on May 9, 2016. This award was granted on March 1, 2013, and vested on March 1, 2016.
- F5The exercise price of this award was incorrectly reported on May 10, 2013, as $38.74 per share instead of the correct price of $37.75 per share.