SEC Form 4 · accession 0001497276-18-000006
Cooper-Standard Holdings Inc. · CPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Ott
Officer — See remarks
Period of report
Mar 27, 2018
Accepted (ET)
Mar 28, 2018 · 1:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 27, 2018 | M | 6,100 | $66.23 | A | 22,327 | D | |
| Common stock | Mar 27, 2018 | F | 4,526 | $122.14 | D | 17,801 | D | |
| Common stock | Mar 27, 2018 | M | 7,100 | $56.27 | A | 24,901 | D | |
| Common stock | Mar 27, 2018 | F | 4,941 | $122.14 | D | 19,960 | D | |
| Common stock | Mar 27, 2018 | M | 3,667 | $68.50 | A | 23,627 | D | |
| Common stock | Mar 27, 2018 | F | 2,759 | $122.14 | D | 20,868 | D | |
| Common stock | Mar 27, 2018 | M | 1,222 | $107.48 | A | 22,090 | D | |
| Common stock | Mar 27, 2018 | F | 1,140 | $122.14 | D | 20,950 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock options (right to buy)F1,F2 | $66.23 | Mar 27, 2018 | M | 6,100 | D | — | Mar 20, 2024 | Common stock | 6,100 | 0 | D |
| Employee stock options (right to buy)F3,F2 | $56.27 | Mar 27, 2018 | M | 7,100 | D | — | Feb 19, 2025 | Common stock | 7,100 | 0 | D |
| Employee stock options (right to buy)F4,F2 | $68.50 | Mar 27, 2018 | M | 3,667 | D | — | Feb 18, 2026 | Common stock | 3,667 | 1,833 | D |
| Employee stock options (right to buy)F5,F2 | $107.48 | Mar 27, 2018 | M | 1,222 | D | — | Feb 13, 2027 | Common stock | 1,222 | 2,444 | D |
Explanation of responses
- F1These are time-restricted employee stock options with the right to buy, granted to the reporting person on March 20, 2014, under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated.
- F2Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.
- F3These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 19, 2015, under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated.
- F4These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 18, 2016, under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated.
- F5These are time-restricted employee stock options with the right to buy, granted to the reporting person on February 13, 2017, under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated.
Remarks
Senior Vice President and Chief Human Resources Officer