SEC Form 4 · accession 0001319637-17-000002

Cooper-Standard Holdings Inc. · CPS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Feb 13, 2017

Accepted (ET)

Feb 15, 2017 · 3:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001320461

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee stock options (right to buy)^F1,F2	$107.48	Feb 13, 2017	A	1,384	A	—	Feb 13, 2027	Common stock	1,384	1,384	D
Restricted Stock Units^F3,F4,F5	—	Feb 13, 2017	A	287	A	Feb 13, 2020	Feb 13, 2020	Common stock	287	287	D

F1These are time-restricted employee stock options (right to buy) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated.
F2Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date.
F3These are restricted stock units (RSU's) granted to the reporting person under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated.
F4The company, in its sole discretion, will settle such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.
F5Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant.

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