SEC Form 4 · accession 0001314037-16-000010
Cooper-Standard Holdings Inc. · CPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Pumphrey
Officer — Sr VP & President, NA
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 2:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Dec 2, 2016 | M | 25,000 | $43.50 | A | 39,837 | D | |
| Common stock | Dec 5, 2016 | F | 17,649 | $95.94 | D | 22,188 | D | |
| Common stockF1 | Dec 5, 2016 | S | 7,351 | $96.27 | D | 14,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $43.50 | Dec 2, 2016 | M | 25,000 | D | — | Aug 16, 2021 | Common stock | 25,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $96.13 to $96.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2These were fully-vested time-based options to buy granted under the Company's 2011 Omnibus Incentive Plan.