SEC Form 4 · accession 0001314037-16-000005
Cooper-Standard Holdings Inc. · CPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Pumphrey
Officer — Sr VP & President, NA
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320461
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock options (right to buy)F1 | $68.50 | Feb 18, 2016 | A | 9,400 | A | — | Feb 18, 2026 | Common stock | 9,400 | 9,400 | D |
| Restricted Stock UnitsF2 | — | Feb 18, 2016 | A | 1,900 | A | Feb 18, 2019 | Feb 18, 2019 | Common stock | 1,900 | 1,900 | D |
Explanation of responses
- F1These time-restricted employee stock options will vest, assuming continued employment, in three equal installments on February 18, 2017, February 18, 2018, and February 18, 2019.
- F2These are time-based restricted stock units (RSU) that will vest, assuming continued employment, on February 18, 2019. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting requirements.