SEC Form 4 · accession 0001179110-16-028358
SELECT MEDICAL HOLDINGS CORP · SEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Ortenzio
Officer — Exec. Chairman and Co-Founder · Director
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2016 | A | 200,000 | $0.00 | A | 7,497,836 | D | |
| Common StockF2 | holding | — | — | — | 31,886 | I | By the Robert A. Ortenzio 2014 Trust for Bryan A. Ortenzio | |
| Common StockF2 | holding | — | — | — | 31,886 | I | By the Robert A. Ortenzio 2014 Trust for Kevin M. Ortenzio | |
| Common StockF2 | holding | — | — | — | 31,885 | I | By the Robert A. Ortenzio 2014 Trust for Madeline G. Ortenzio | |
| Common StockF2 | holding | — | — | — | 2,750,000 | I | By the Rocco A. Ortenzio Descendants Trust | |
| Common StockF2 | holding | — | — | — | 1,300,000 | I | By the Robert A. Ortenzio Descendants Trust | |
| Common StockF2 | holding | — | — | — | 324,660 | I | By the Robert A. Ortenzio May 2015 GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock which, subject to certain exceptions, will vest in full on August 3, 2019, the third anniversary of the grant date.
- F2The reporting person beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.