SEC Form 4 · accession 0001179110-16-025425
SELECT MEDICAL HOLDINGS CORP · SEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Dalton Jr.
Director
Period of report
May 23, 2016
Accepted (ET)
May 24, 2016 · 2:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2016 | M | 3,000 | $8.33 | A | 95,979 | D | |
| Common Stock | May 23, 2016 | M | 3,000 | $8.33 | A | 98,979 | D | |
| Common Stock | May 23, 2016 | M | 3,000 | $10.00 | A | 101,979 | D | |
| Common Stock | May 23, 2016 | M | 3,000 | $10.00 | A | 104,979 | D | |
| Common Stock | May 23, 2016 | S | 12,000 | $12.37 | D | 92,979 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $8.33 | May 23, 2016 | M | 3,000 | D | — | Nov 8, 2016 | Common Stock | 3,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $8.33 | May 23, 2016 | M | 3,000 | D | — | Aug 14, 2017 | Common Stock | 3,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $10.00 | May 23, 2016 | M | 3,000 | D | — | Aug 19, 2018 | Common Stock | 3,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $10.00 | May 23, 2016 | M | 3,000 | D | — | Aug 11, 2019 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1The Non-Qualified Stock option vested in five equal annual installments which began on November 9, 2007. The option was fully exercisable as of November 9, 2011.
- F2The Non-Qualified Stock option vested in five equal annual installments which began on August 15, 2008. The option was fully exercisable as of August 15, 2012.
- F3The Non-Qualified Stock option vested in five equal annual installments which began on August 20, 2009. The option was fully exercisable as of August 20, 2013.
- F4The Non-Qualified Stock option vested in five equal annual installments which began on August 12, 2010. The option was fully exercisable as of August 12, 2014.