SEC Form 4 · accession 0001179110-15-011886
SELECT MEDICAL HOLDINGS CORP · SEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rocco A Ortenzio
Officer — Vice Chairman and Co-Founder · Director
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2015 | A | 150,000 | $0.00 | A | 597,143 | D | |
| Common StockF2 | holding | — | — | — | 2,750,000 | I | By the Rocco A. Ortenzio Descedants Trust | |
| Common StockF2 | holding | — | — | — | 3,001,928 | I | By the Rocco A. Ortenzio April 2014 GRAT | |
| Common StockF2 | holding | — | — | — | 2,000,000 | I | By the Rocco A. Ortenzio 2015 GRAT #1 | |
| Common StockF2 | holding | — | — | — | 1,283,338 | I | By the Rocco A. Ortenzio Revocable Trust dated 8/14/07, as amended | |
| Common StockF2 | holding | — | — | — | 30,601 | I | By Select Investments III, L.P. | |
| Common StockF2 | holding | — | — | — | 16,182 | I | By Select AP Investors, L.P. | |
| Common StockF2 | holding | — | — | — | 10,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock which, subject to certain exceptions, will vest in full on August 5, 2018, the third anniversary of the grant date.
- F2The reporting person beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.