SEC Form 4 · accession 0001179110-15-008469
SELECT MEDICAL HOLDINGS CORP · SEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rocco A Ortenzio
Officer — Vice Chairman and Co-Founder · Director
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | May 20, 2015 | S | 165,200 | $16.16 | D | 2,750,000 | I | By the Rocco A. Ortenzio Descendants Trust |
| Common Stock | holding | — | — | — | 447,143 | D | ||
| Common StockF3 | holding | — | — | — | 3,001,928 | I | By the Rocco A. Ortenzio April 2014 GRAT | |
| Common StockF3 | holding | — | — | — | 2,000,000 | I | By the Rocco A. Ortenzio 2015 GRAT#1 | |
| Common StockF3 | holding | — | — | — | 1,283,338 | I | By the Rocco A. Ortenzio Revocable Trust dated 8/14/07, as amended | |
| Common StockF3 | holding | — | — | — | 30,601 | I | By Select Investments III, L.P. | |
| Common StockF3 | holding | — | — | — | 16,182 | I | By Select AP Investors, L.P. | |
| Common StockF3 | holding | — | — | — | 10,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by The Rocco A. Ortenzio Descendants Trust on March 19, 2014.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.49, inclusive. The reporting person undertakes to provide to Select Medical Holdings Corporation, any security holder of Select Medical Holdings Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F3The reporting person beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.