SEC Form 4 · accession 0001225208-18-013001
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah L Ferree
Officer — V Chairman & Chief Mdsing Off.
Period of report
Aug 27, 2018
Accepted (ET)
Aug 31, 2018 · 3:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Aug 27, 2018 | M | 10,956 | $0.00 | A | 142,257 | D | |
| Class A Common Shares | Aug 27, 2018 | F | 10,956 | $27.36 | D | 131,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Aug 27, 2018 | M | 6,308 | D | Mar 21, 2020 | Mar 21, 2020 | Class A Common Shares | 6,308 | 69,503 | D |
| Restricted Stock UnitF1 | — | Aug 27, 2018 | M | 4,648 | D | Mar 22, 2019 | Mar 22, 2019 | Class A Common Shares | 4,648 | 49,069 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of DSW common stock.