SEC Form 4 · accession 0001225208-18-008818
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Carolee Lee
Director
Period of report
May 4, 2018
Accepted (ET)
May 7, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitF3,F1,F2 | — | May 4, 2018 | A | 1,246 | A | — | — | Class A Common Shares | 1,246 | 96,889 | D |
Explanation of responses
- F1Each stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
- F2The stock units are fully vested and will be converted to an equal number of shares of the Issuer's Class A common stock upon insider's termination of service from the Board of Directors.
- F3Total includes stock units acquired pursuant to a special dividend and accrued dividend equivalent rights.