SEC Form 4 · accession 0001225208-18-006269
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William L Jordan
Officer — EVP, Chief Admin Officer
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 1:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Mar 14, 2018 | M | 32,366 | $4.65 | A | 82,118 | D | |
| Class A Common SharesF1 | Mar 14, 2018 | S | 32,666 | $21.17 | D | 49,452 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF2 | $4.65 | Mar 14, 2018 | M | 32,366 | D | — | Apr 1, 2019 | Class A Common Shares | 32,366 | 0 | D |
Explanation of responses
- F1Price represents a weighted average of the sale price. Shares were sold at prices ranging from $21.11 to $21.23. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- F2Option vests 20% per year beginning on the first anniversary of the date of grant.