SEC Form 4 · accession 0001225208-18-006232
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon R. Nankervis
Officer — EVP, Chief Commercial Officer
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Mar 13, 2018 | M | 2,150 | $0.00 | A | 2,150 | D | |
| Class A Common Shares | Mar 13, 2018 | F | 670 | $19.60 | D | 1,480 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 13, 2018 | A | 8,601 | A | — | Jan 31, 2020 | Class A Common Shares | 8,601 | 8,601 | D |
| Restricted Stock UnitF1,F2 | — | Mar 13, 2018 | M | 2,150 | D | — | Jan 31, 2020 | Class A Common Shares | 2,150 | 6,451 | D |
| Restricted Stock UnitF1 | — | Mar 13, 2018 | A | 14,893 | A | Mar 21, 2020 | Mar 21, 2020 | Class A Common Shares | 14,893 | 14,893 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of DSW common stock.
- F2Restricted stock units vest 25% on March 13, 2018, 25% on January 31, 2019 and 50% on January 31, 2020