SEC Form 4 · accession 0001225208-17-014412
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Jordan
Officer — EVP, Chief Admin Officer
Period of report
Aug 28, 2017
Accepted (ET)
Aug 30, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Aug 28, 2017 | M | 2,666 | $4.65 | A | 44,254 | D | |
| Class A Common Shares | Aug 28, 2017 | S | 200 | $20.04 | D | 44,054 | D | |
| Class A Common Shares | Aug 28, 2017 | S | 2,466 | $20.03 | D | 41,588 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF1 | $4.65 | Aug 28, 2017 | M | 2,666 | D | — | Apr 1, 2019 | Class A Common Shares | 2,666 | 62,066 | D |
Explanation of responses
- F1Option vests 20% per year beginning on the first anniversary of the date of grant.