SEC Form 4 · accession 0001225208-17-008862
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolee Lee
Director
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitF3,F1,F2 | — | Apr 28, 2017 | A | 1,394 | A | — | — | Class A Common Shares | 1,394 | 79,055 | D |
Explanation of responses
- F1Each stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
- F2The stock units are fully vested and will be converted to an equal number of shares of the Issuer's Class A common stock upon insider's termination of service from the Board of Directors.
- F3Total includes stock units acquired pursuant to a special dividend and accrued dividend equivalent rights.