SEC Form 4 · accession 0001225208-16-042246
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah L Ferree
Officer — V Chairman & Chief Mdsing Off.
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 11:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Nov 23, 2016 | M | 114,854 | $19.94 | A | 228,774 | D | |
| Class A Common SharesF1 | Nov 23, 2016 | S | 114,854 | $24.88 | D | 113,920 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to Buy | $19.94 | Nov 23, 2016 | M | 114,854 | D | Apr 5, 2012 | Apr 5, 2017 | Class A Common Shares | 114,854 | 0 | D |
Explanation of responses
- F1Price represents a weighted average of the sale price. Shares were sold at prices ranging from $24.70 to $24.96. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.