SEC Form 4 · accession 0001225208-16-039183
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Jordan
Officer — EVP, Chief Admin Officer
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Sep 7, 2016 | M | 33,336 | $19.94 | A | 72,333 | D | |
| Class A Common Shares | Sep 7, 2016 | M | 9,087 | $6.01 | A | 81,420 | D | |
| Class A Common SharesF1 | Sep 7, 2016 | S | 42,423 | $25.00 | D | 38,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to Buy | $6.01 | Sep 7, 2016 | M | 9,087 | D | Apr 3, 2012 | Apr 3, 2018 | Class A Common Shares | 9,087 | 0 | D |
| Stock Option - Right to Buy | $19.94 | Sep 7, 2016 | M | 33,336 | D | Apr 5, 2011 | Apr 5, 2017 | Class A Common Shares | 33,336 | 0 | D |
Explanation of responses
- F1Price represents a weighted average of the sale price. Shares were sold at prices ranging from $25.00 to $25.02. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.