SEC Form 4 · accession 0001225208-16-038785
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay L Schottenstein
Officer — Executive Chairman · Director · 10% Owner
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Sep 1, 2016 | M | 89,688 | $12.93 | A | 174,450 | D | |
| Class A Common Shares | holding | — | — | — | 3,406,598 | I | By Schottenstein RVI, LLC | |
| Class A Common Shares | holding | — | — | — | 153,182 | I | By Trusts | |
| Class A Common Shares | holding | — | — | — | 1,000,000 | I | Schottenstein Realty LLC | |
| Class A Common Shares | holding | — | — | — | 293,092 | I | Schottenstein SEI, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to Buy | $12.93 | Sep 1, 2016 | M | 89,688 | D | Sep 7, 2011 | Sep 7, 2016 | Class A Common Shares | 89,688 | 0 | D |