SEC Form 4 · accession 0001225208-16-029939
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Rawlins
Officer — Chief Executive Officer · Director
Period of report
Mar 11, 2016
Accepted (ET)
Mar 15, 2016 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Mar 11, 2016 | A | 5,071 | A | Mar 24, 2018 | Mar 24, 2018 | Class A Common Shares | 5,071 | 5,071 | D |
| Restricted Stock UnitF1 | — | Mar 11, 2016 | A | 8,265 | A | Oct 28, 2017 | Oct 28, 2017 | Class A Common Shares | 8,265 | 8,265 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of DSW common stock.