SEC Form 4 · accession 0001225208-16-023625
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joanna T Lau
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitF2,F4,F1,F3 | — | Dec 31, 2015 | A | 337 | A | — | — | Class A Common Shares | 337 | 40,588 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of DSW common stock.
- F2Shares represent dividend equivalent rights accrued on previously awarded stock units.
- F3The stock units are fully vested and will be converted to an equal number of shares of the Issuer's Class A common stock upon insider's termination of service from the Board of Directors.
- F4Total includes stock units acquired pursuant to a special dividend and accrued dividend equivalent rights.