SEC Form 4 · accession 0001225208-15-021744
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay L Schottenstein
Officer — Executive Chairman · Director · 10% Owner
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1,F2 | Dec 1, 2015 | P | 352,099 | $22.7942 | A | 852,099 | I | Schottenstein Realty LLC |
| Class A Common SharesF3,F2 | Dec 2, 2015 | P | 147,901 | $23.0639 | A | 1,000,000 | I | Schottenstein Realty LLC |
| Class A Common Shares | holding | — | — | — | 71,905 | D | ||
| Class A Common SharesF2 | holding | — | — | — | 3,406,598 | I | By Schottenstein RVI, LLC | |
| Class A Common SharesF2 | holding | — | — | — | 153,182 | I | By Trusts | |
| Class A Common SharesF2 | holding | — | — | — | 293,092 | I | Schottenstein SEI, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $22.71 to $22.82. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.
- F2Mr. Schottenstein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $22.96 to $23.15. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.