SEC Form 4 · accession 0001225208-15-015066
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joanna T Lau
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Jun 30, 2015 | A | 21 | $0.00 | A | 7,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitF2,F4,F1,F3 | — | Jun 30, 2015 | A | 237 | A | — | — | Class A Common Shares | 237 | 39,934 | D |
Explanation of responses
- F1Each stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
- F2Shares represent dividend equivalent rights accrued on previously awarded stock units.
- F3The stock units are fully vested and will be converted to an equal number of shares of the Issuer's Class A common stock upon insider's termination of service from the Board of Directors.
- F4Total includes stock units acquired pursuant to a special dividend and accrued dividend equivalent rights.