SEC Form 4 · accession 0001225208-15-008320
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah L Ferree
Officer — V Chairman & Chief Mdsing Off.
Period of report
Mar 18, 2015
Accepted (ET)
Mar 20, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Mar 18, 2015 | M | 35,508 | $8.835 | A | 126,041 | D | |
| Class A Common Shares | Mar 18, 2015 | S | 9,508 | $38.00 | D | 116,533 | D | |
| Class A Common SharesF1 | Mar 18, 2015 | S | 26,000 | $37.63 | D | 90,533 | D | |
| Class A Common Shares | Mar 19, 2015 | M | 35,000 | $8.835 | A | 125,533 | D | |
| Class A Common SharesF2 | Mar 19, 2015 | S | 35,000 | $37.86 | D | 90,533 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to Buy | $8.835 | Mar 18, 2015 | M | 35,508 | D | Jun 28, 2010 | Jun 28, 2015 | Class A Common Shares | 35,508 | 71,174 | D |
| Stock Option - Right to Buy | $8.835 | Mar 19, 2015 | M | 35,000 | D | Jun 28, 2010 | Jun 28, 2015 | Class A Common Shares | 35,000 | 36,174 | D |
Explanation of responses
- F1Price represents a weighted average of the sale price. Shares were sold at prices ranging from $37.63 to $37.69. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- F2Price represents a weighted average of the sale price. Shares were sold at prices ranging from $37.85 to $37.98. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.