SEC Form 4 · accession 0001225208-15-001228
Designer Brands Inc. · DBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah L Ferree
Officer — V Chairman & Chief Mdsing Off.
Period of report
Jan 8, 2015
Accepted (ET)
Jan 12, 2015 · 11:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Jan 8, 2015 | M | 90,334 | $4.65 | A | 180,867 | D | |
| Class A Common Shares | Jan 8, 2015 | M | 26,500 | $6.285 | A | 207,367 | D | |
| Class A Common Shares | Jan 8, 2015 | M | 16,662 | $31.675 | A | 224,029 | D | |
| Class A Common Shares | Jan 8, 2015 | S | 133,496 | $37.0142 | D | 90,533 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF1 | $31.675 | Jan 8, 2015 | M | 16,662 | D | — | Mar 26, 2023 | Class A Common Shares | 16,662 | 66,648 | D |
| Stock Option - Right to BuyF1 | $4.65 | Jan 8, 2015 | M | 90,334 | D | — | Apr 1, 2019 | Class A Common Shares | 90,334 | 0 | D |
| Stock Option - Right to BuyF1 | $6.285 | Jan 8, 2015 | M | 26,500 | D | — | Apr 23, 2018 | Class A Common Shares | 26,500 | 75,452 | D |
Explanation of responses
- F1Option vests 20% per year beginning on the first anniversary of the date of grant.