SEC Form 4 · accession 0001144204-15-000499
Midway Gold Corp · MDW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Investure, LLC
10% Owner
Alice Handy
10% Owner
Investure Evergreen (GP), LLC
10% Owner
INV-MID, LLC
Director · 10% Owner · Other
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001319009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, no par value (the "Common Shares")F1,F2 | Jan 2, 2015 | A | 862,759 | — | A | 6,865,899 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Common Shares reported herein were issued to INV-MID, LLC, a Delaware limited liability company ("INV-MID"), as a dividend payment on the Series A Preferred Shares of the Issuer held by it and were approved in advance by the Issuer's board of directors in the manner prescribed by Rule 16b-3(d).
- F2Investure Evergreen (GP), LLC, a Delaware limited liability company ("Investure GP"), is the general partner of Investure Evergreen Fund, LP - 2012 Term Tranche, a Delaware limited partnership (the "Fund") and a member of INV-MID. Alice W. Handy ("AH") is the managing member of Investure, LLC, a Delaware limited liability company ("Investure"), the managing member of Investure GP and the investment manager of the Fund. Each of INV-MID, AH, Investure, Investure GP and the Fund disclaims beneficial ownership of the securities reported herein except to the extent of her or its pecuniary interest therein.
Remarks
Martin M. Hale, Jr., the Chief Executive Officer of Hale Fund Management, LLC, a member and the manager of INV-MID, is a director of the Issuer. Accordingly, INV-MID, Investure, Investure GP and AH may be deemed to be directors by deputization.