SEC Form 4 · accession 0001670512-17-000003
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon McNeill
Officer — President, WW Sales/Service
Period of report
Sep 5, 2017
Accepted (ET)
Sep 7, 2017 · 9:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2017 | M | 530 | $0.00 | A | 2,269 | D | |
| Common Stock | Sep 5, 2017 | M | 523 | $0.00 | A | 2,792 | D | |
| Common Stock | Sep 6, 2017 | F | 278 | $349.65 | D | 2,514 | D | |
| Common Stock | Sep 6, 2017 | F | 275 | $349.65 | D | 2,239 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Sep 5, 2017 | M | 523 | D | — | — | Common Stock | 523 | 3,656 | D |
| Restricted Stock UnitF4 | $0.00 | Sep 5, 2017 | M | 530 | D | — | — | Common Stock | 530 | 5,830 | D |
Explanation of responses
- F1Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on September 5, 2017.
- F2PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
- F3523 of the restricted units included in this grant vested on September 5, 2017 and the remaining 3,656 will commence vesting in fourteen equal quarterly installments beginning December 5, 2017.
- F41,060 of the restricted units included in this grant vested on December 5, 2016 and the remaining 7,420 commenced vesting in fourteen equal quarterly installments beginning March 5, 2017.