SEC Form 4 · accession 0001670512-17-000001
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon McNeill
Officer — President, WW Sales/Service
Period of report
Feb 13, 2017
Accepted (ET)
Mar 7, 2017 · 8:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Mar 5, 2017 | M | 530 | $0.00 | A | 1,312 | D | |
| Common Stock | Mar 6, 2017 | F | 203 | $247.924 | D | 1,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Feb 13, 2017 | A | 4,179 | A | — | — | Common Stock | 4,179 | 4,179 | D |
| Restricted Stock UnitF4 | $0.00 | Mar 5, 2017 | M | 530 | D | — | — | Common Stock | 530 | 6,890 | D |
Explanation of responses
- F1Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on March 5, 2017.
- F2PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
- F31/8th of the restricted stock units will vest on September 5, 2017 and 1/16th of the restricted stock units will vest every three months thereafter.
- F4530 of the restricted stock units included in this grant vested on March 5, 2017 and the remaining 6,890 restricted stock units will commence vesting in thirteen equal quarterly installments beginning June 5, 2017.
- F5Amount of securities beneficially owned includes 124 shares acquired under the Tesla, Inc. Employee Stock Purchase Plan on February 28, 2017.