SEC Form 4 · accession 0001670512-16-000002
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon McNeill
Officer — President, Global Sales & Svc
Period of report
Apr 11, 2016
Accepted (ET)
Apr 13, 2016 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $249.92 | Apr 11, 2016 | A | 427 | A | — | Apr 11, 2026 | Common Stock | 427 | 427 | D |
| Non-Qualified Stock Option (right to buy)F1 | $249.92 | Apr 11, 2016 | A | 25,012 | A | — | Apr 11, 2026 | Common Stock | 25,012 | 25,012 | D |
| Restricted Stock UnitF2,F3 | $0.00 | Apr 11, 2016 | A | 8,480 | A | — | — | Common Stock | 8,480 | 8,480 | D |
Explanation of responses
- F11/8th of the shares subject to the option become vested and exercisable on October 11, 2016 and 1/48th of the shares subject to the option shall become vested and exercisable every month thereafter.
- F2Restricted stock units convert into shares of common stock on a one-for-one basis.
- F31/8th of the restricted stock units will vest on December 5, 2016 and 1/16th of the units will vest every three months thereafter.