SEC Form 4 · accession 0001650649-17-000010
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon McNeill
Officer — President, WW Sales/Service
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2017 | A | 634 | $0.00 | A | 2,072 | D | |
| Common Stock | Aug 15, 2017 | F | 333 | $365.12 | D | 1,739 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Aug 14, 2017 | A | 634 | A | Aug 14, 2017 | — | Common Stock | 634 | 634 | D |
| Restricted Stock UnitF3 | $0.00 | Aug 14, 2017 | M | 634 | D | Aug 14, 2017 | — | Common Stock | 634 | 0 | D |
Explanation of responses
- F1Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on August 14, 2017.
- F2PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
- F3634 restricted stock units reported herein converted to shares of common stock on August 14, 2017.