SEC Form 4 · accession 0001650649-17-000006
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Douglas Field
Officer — Senior VP, Engineering
Period of report
Apr 7, 2017
Accepted (ET)
Apr 11, 2017 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 7, 2017 | S | 200 | $300.42 | D | 17,299 | D | |
| Common StockF4 | Apr 7, 2017 | S | 300 | $302.14 | D | 16,999 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 7, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $300.23 to $300.61, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The reporting person's Form 4 filed with the Securities and Exchange Commission on March 7, 2017 inadvertently reflected a beginning balance of 16,133 shares of the Issuer's common stock held prior to the transactions reported on such previous Form 4, instead of 14,633 shares that were actually held. Accordingly, the reporting person held 17,499 shares of Issuer's common stock prior to the transactions reported on this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $301.87 to $302.33, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.