SEC Form 4 · accession 0001495158-17-000005
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio J. Gracias
Director
Period of report
May 25, 2017
Accepted (ET)
May 25, 2017 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 25, 2017 | J | 466 | $0.00 | A | 466 | D | |
| Common StockF2 | May 25, 2017 | J | 46,167 | $0.00 | A | 271,673 | I | by AJG Growth Fund |
| Common StockF3 | May 25, 2017 | J | 46,633 | $0.00 | D | 4,253 | I | by VEM II |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were transferred as part of a pro-rata distribution by Valor Equity Management II L.P. effected on May 25, 2017.
- F2These shares are owned directly by AJG Growth Fund LLC. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- F3These shares are owned directly by Valor Equity Management II, LP. The reporting person is the manager of Valor Equity Management II, LP and may be deemed to have an indirect pecuniary interest in the shares owned by Valor Equity Management II, LP. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.