SEC Form 4 · accession 0001495158-17-000004
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen T Jurvetson
Director
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 9:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 24, 2017 | J | 121,289 | $0.00 | D | 0 | I | By DFJ GF 06 LP |
| Common StockF4 | Feb 24, 2017 | J | 287 | $0.00 | A | 322 | I | by DFJ Fd X Part LP |
| Common StockF4 | Feb 24, 2017 | J | 279 | $0.00 | D | 43 | I | by DFJ Fd X Part LP |
| Common StockF5 | Feb 24, 2017 | J | 28,692 | $0.00 | D | 0 | I | by DFJ Fund X, L.P. |
| Common StockF6 | Feb 24, 2017 | J | 23,853 | $0.00 | A | 23,853 | I | by DFJGF 06 Prt LP |
| Common StockF6 | Feb 24, 2017 | J | 23,853 | $0.00 | D | 0 | I | by DFJGF 06 Prt LP |
| Common StockF7 | Feb 24, 2017 | J | 9,983 | $0.00 | D | 0 | I | by DFJP GF 2006, LLC |
| Common StockF8 | Feb 24, 2017 | J | 876 | $0.00 | D | 0 | I | by DFJP X, LLC |
| Common StockF9 | Feb 24, 2017 | J | 38 | $0.00 | A | 101,112 | I | by Trust |
| Common StockF9 | Feb 24, 2017 | J | 23 | $0.00 | A | 101,135 | I | by Trust |
| Common StockF9 | Feb 24, 2017 | J | 1,801 | $0.00 | A | 102,936 | I | by Trust |
| Common StockF9 | Feb 24, 2017 | J | 1,089 | $0.00 | A | 104,025 | I | by Trust |
| Common StockF9 | Feb 24, 2017 | J | 175 | $0.00 | A | 104,200 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 24, 2017, each of these funds made an in-kind distribution, without any additional consideration to its members, of that number of shares set forth in column 4, including shares distributed to the general partner of each fund.
- F2These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P.
- F3On February 24, 2017 received the shares set forth in column 4 in connection with the distributions described in footnote 1.
- F4These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P. Mr. Jurvetson is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Jurvetson may be deemed to have voting and investment power with respect to such shares. Mr. Jurvetson disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
- F5These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P. Mr. Jurvetson is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Jurvetson may be deemed to have voting and investment power with respect to such shares. Mr. Jurvetson disclaims beneficial ownership with respect to such shares except tothe extent of his pecuniary interest therein.
- F6These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P.
- F7These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
- F8These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC. Mr. Jurvetson is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Jurvetson may be deemed to have voting and investment power with respect to such shares. Mr. Jurvetson disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
- F9These shares are owned directly by the Steve and Karla Jurvetson Living Trust dated August 27, 2002.