SEC Form 4 · accession 0001494732-19-000007
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deepak Ahuja
Officer — Chief Financial Officer
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 9:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 5, 2019 | M | 2,667 | $0.00 | A | 29,077 | D | |
| Common Stock | Mar 6, 2019 | F | 933 | $276.48 | D | 28,144 | D | |
| Common Stock | holding | — | — | — | 38,789 | I | Ahuja Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4 | $0.00 | Mar 5, 2019 | M | 2,667 | D | — | — | Common Stock | 2,667 | 21,330 | D |
Explanation of responses
- F1Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on March 5, 2019.
- F2Amount of securities beneficially owned includes 65 shares acquired under the Tesla, Inc. Employee Stock Purchase Plan on February 28, 2019.
- F3PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
- F41/4th of the total restricted stock units initially subject to this award vested on March 5, 2018, and 1/16th of the total units initially subject to this award vest every three months thereafter.