SEC Form 4 · accession 0001494732-19-000003
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda Johnson Rice
Director
Period of report
Jan 7, 2019
Accepted (ET)
Jan 9, 2019 · 9:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2019 | M | 1,700 | $319.57 | A | 1,700 | D | |
| Common Stock | Jan 7, 2019 | S | 1,700 | $321.60 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $319.57 | Jan 7, 2019 | M | 1,700 | D | — | Jul 17, 2024 | Common Stock | 1,700 | 11,968 | D |
Explanation of responses
- F1The stock option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2018.
- F2100% of the shares granted became vested and exercisable as of June 18, 2018.