SEC Form 4 · accession 0001494732-18-000016
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deepak Ahuja
Officer — Chief Financial Officer
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 15, 2018 | S | 550 | $340.82 | D | 27,965 | D | |
| Common StockF3 | Nov 15, 2018 | S | 450 | $341.88 | D | 27,515 | D | |
| Common StockF4 | Nov 15, 2018 | S | 400 | $343.34 | D | 27,115 | D | |
| Common StockF5 | Nov 15, 2018 | S | 1,550 | $344.33 | D | 25,565 | D | |
| Common Stock | Nov 15, 2018 | S | 550 | $345.00 | D | 25,015 | D | |
| Common Stock | Nov 14, 2018 | G | 200 | $0.00 | D | 38,789 | I | Ahuja Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The stock option sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.25 to $341.22, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.52 to $342.50, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.83 to $343.82, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.00 to $344.86, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6200 TSLA shares gifted to charity from The Ahuja Family Trust.