SEC Form 4 · accession 0001494732-18-000004
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deepak Ahuja
Officer — Chief Financial Officer
Period of report
Jun 5, 2018
Accepted (ET)
Jun 7, 2018 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2018 | M | 2,666 | $0.00 | A | 23,399 | D | |
| Common Stock | Jun 6, 2018 | F | 1,329 | $300.52 | D | 22,070 | D | |
| Common Stock | holding | — | — | — | 38,989 | I | Ahuja Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Jun 5, 2018 | M | 2,666 | D | — | — | Common Stock | 2,666 | 29,329 | D |
Explanation of responses
- F1Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2018.
- F2PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN.
- F31/12th of 31,995 restricted stock units vested on June 5, 2018. The remaining 29,329 restricted stock units will commence vesting in eleven equal quarterly installments beginning September 5, 2018.