SEC Form 4 · accession 0001494730-18-000006
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elon Musk
Officer — CEO · Director · 10% Owner
Period of report
Oct 29, 2018
Accepted (ET)
Oct 30, 2018 · 6:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 29, 2018 | P | 9,439 | $334.24 | A | 33,747,360 | I | by Trust |
| Common StockF4,F3 | Oct 29, 2018 | P | 19,105 | $335.287 | A | 33,766,465 | I | by Trust |
| Common StockF5,F3 | Oct 29, 2018 | P | 1,300 | $335.932 | A | 33,767,765 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 are open market purchases of Tesla Common Stock on October 29, 2018 by Elon Musk, totaling $9,997,264.14. As previously announced, Mr. Musk has also committed to purchase an additional ~$20 million of Common Stock in a direct transaction with Tesla, which is expected to close by next week.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $333.69 to $334.65, inclusive. The reporting person undertakes to provide Tesla, any security holder of Tesla or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3The Elon Musk Revocable Trust dated July 22, 2003.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $334.79 to $335.78, inclusive. The reporting person undertakes to provide Tesla, any security holder of Tesla or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F5The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $335.80 to $335.99, inclusive. The reporting person undertakes to provide Tesla, any security holder of Tesla or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.