SEC Form 4 · accession 0001494729-15-000003
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerome M Guillen
Officer — VP Service and Sales Ops
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 15, 2015 | M | 1,500 | $31.49 | A | 4,162 | D | |
| Common Stock | Apr 15, 2015 | S | 1,500 | $207.46 | D | 2,662 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $31.49 | Apr 15, 2015 | M | 1,500 | D | — | Feb 13, 2022 | Common Stock | 1,500 | 11,393 | D |
Explanation of responses
- F1The stock option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2015.
- F2Amount of securities beneficially owned includes 49 shares acquired under the Tesla Motors, Inc. Employee Stock Purchase Plan on August 29, 2014, and 76 shares acquired on February 27, 2015.
- F31/48th of the shares subject to the option will vest on each monthly anniversary of the grant date, so that all such shares will be vested as of the fourth anniversary of the grant date.