SEC Form 4 · accession 0001352816-18-000004
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Branderiz
Officer — VP, Chief Accounting Officer
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 46 | $181.45 | A | 1,248 | D | |
| Common Stock | Feb 26, 2018 | M | 355 | $181.45 | A | 1,603 | D | |
| Common Stock | Feb 26, 2018 | S | 401 | $353.50 | D | 1,202 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2 | $181.45 | Feb 26, 2018 | M | 46 | D | — | Nov 14, 2026 | Common Stock | 46 | 1,562 | D |
| Non-Qualified Stock Option (right to buy)F2 | $181.45 | Feb 26, 2018 | M | 355 | D | — | Nov 14, 2026 | Common Stock | 355 | 11,258 | D |
Explanation of responses
- F1The exercise and sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2017.
- F21/4th of the shares subject to the option became vested and exercisable on 10/24/2017 and 1/48th of the shares subject to the option shall become vested and exercisable every month thereafter.