SEC Form 4 · accession 0001352816-18-000001
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Douglas Field
Officer — Senior VP, Engineering
Period of report
Jan 9, 2018
Accepted (ET)
Jan 11, 2018 · 8:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2018 | S | 100 | $327.91 | D | 20,128 | D | |
| Common StockF2 | Jan 9, 2018 | S | 100 | $332.032 | D | 20,028 | D | |
| Common Stock | Jan 9, 2018 | S | 100 | $333.79 | D | 19,928 | D | |
| Common StockF3 | Jan 9, 2018 | S | 400 | $335.92 | D | 19,528 | D | |
| Common StockF4 | Jan 9, 2018 | S | 200 | $336.76 | D | 19,328 | D | |
| Common Stock | Jan 9, 2018 | S | 100 | $337.81 | D | 19,228 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $332.03 to $332.04, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $335.36 to $336.33, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $336.56 to $336.96, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.