SEC Form 4 · accession 0001352816-16-000003
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Branderiz
Officer — VP, Chief Accounting Officer
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $181.45 | Nov 14, 2016 | A | 2,204 | A | — | Nov 14, 2026 | Common Stock | 2,204 | 2,204 | D |
| Non-Qualified Stock Option (right to buy)F1 | $181.45 | Nov 14, 2016 | A | 17,026 | A | — | Nov 14, 2026 | Common Stock | 17,026 | 17,026 | D |
| Restricted Stock UnitF2,F3 | $0.00 | Nov 14, 2016 | A | 19,230 | A | — | — | Common Stock | 19,230 | 19,230 | D |
Explanation of responses
- F11/4th of the shares subject to the option become vested and exercisable on 10/24/2017 and 1/48th of the shares subject to the option shall become vested and exercisable every month thereafter.
- F2Restricted stock units convert into shares of common stock on a one-for-one basis.
- F31/4th of the restricted stock units will vest on December 5, 2017 and 1/16th of the units will vest every three months thereafter.