SEC Form 4 · accession 0001318568-19-000009
Everi Holdings Inc. · EVRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Rumbolz
Officer — President and CEO · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2019 | M | 2,084 | — | A | 100,647 | D | |
| Common StockF1 | Mar 1, 2019 | F | 617 | $7.85 | D | 100,030 | D | |
| Common StockF3 | Mar 5, 2019 | F | 493 | $7.81 | D | 99,537 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Mar 1, 2019 | M | 2,084 | D | — | — | Common Stock | 2,084 | 47,916 | D |
Explanation of responses
- F1Represents restricted stock units to acquire shares of the Company's common stock that vest in equal monthly installments over a period of 2 years following the grant date of February 1, 2019.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.
- F3Includes shares subject to a Restricted Stock Award that vest in equal monthly installments over a period of 2 years following the grant date of May 5, 2017.